Compliance Management Software

Stay Compliant with Symbiant’s Compliance Monitoring Software Tracks and Resolves Actions On Time. Enhanced by optional AI Assistant

Symbiant’s Compliance Monitoring Software lets you track, escalate, and resolve compliance actions with ease. Assign responsibilities, automate reminders, and ensure full visibility across every stage. Custom workflows, escalation paths, and optional AI assistance help you stay on top of your obligations.

From only £100 per month.*

Award-Winning GRC & Audit Software
Trusted Since 1999 by

COMPLIANCE UNDER CONTROL, FROM START TO FINISH

Your Solution for Effortless, End-to-End
Compliance Monitoring

Stay in control of your compliance actions with smart tracking, automatic escalation, and full visibility from start to finish. Symbiant ensures nothing slips through the cracks—AI support available if you need it.
Symbiant AI Helps you Save 90% of your time Icon

Fully Customisable

The Symbiant Compliance Monitoring Software is a user-friendly, intuitive platform designed to help you track, escalate, and resolve actions from compliance or regulatory audits—seamlessly integrated into your existing workflow.

Symbiant AI gives you 360 Degree view of your business

Stay Notified & Reduce Manual Effort

Automated email reminders and real-time updates keep everyone informed, removing the need for manual chasing and reducing compliance workload across the board.

AI Supercharged Efficiency

Symbiant AI connects the dots for you, turning scattered data into actionable insight. Automate the tedious, uncover hidden risks, and stay effortlessly aligned with evolving regulations.

Everything You Need to Manage Complaints with Clarity

Track, Escalate, and Resolve Compliance Actions
with Symbiant’s Monitoring Software

The Symbiant Compliance Monitoring Software Module facilitates compliance management and provides full oversight of actions arising from testing, meetings, audits, or ongoing compliance monitoring. Automate reminders, assign responsibilities, and maintain audit-ready records, keeping your compliance process proactive, structured, and aligned with FCA requirements.

Track and Manage Every Compliance Action

Assign owners, set deadlines, and track progress in real-time, ensuring nothing is missed and your compliance process stays fully under control.

Granular Access Control for Secure Compliance Management

Our compliance tracking system allows you to assign user-specific permissions to manage who can view, edit, or close actions—keeping sensitive compliance data protected while enabling collaboration across departments.

Automated Escalation & Email Reminders

Avoid missed deadlines with automated notifications. Escalate overdue or critical actions instantly using customised workflows, reducing manual chasing and ensuring timely resolution of compliance issues.

Audit-Ready, Transparent Records

Every compliance action is logged with a complete, time-stamped audit trail. Whether preparing for internal checks or external regulatory audits, your records are consistent, complete, and ready for review.

Automated Email Notifications

Keep your team informed in real-time. Instant alerts and automated reminders ensure nothing is missed, and every complaint moves smoothly through your workflow.

AI-Powered Compliance

How Symbiant AI Transforms Compliance Management

Smarter, faster, and fully connected—Symbiant AI empowers compliance teams to stay ahead of regulations, uncover hidden risks, and automate the manual work that slows you down. Starting from just £100/month
Unlimited users. Unlimited requests.

Proactive Compliance Monitoring with AI Insights

Symbiant AI actively scans your compliance data to flag gaps, identify new risks, and recommend actions aligned with evolving regulations—so your team can stay proactive, not reactive.

From Root Cause to Ripple Effect—AI Connects the Dots

Forget assumptions. Symbiant AI automatically identifies why issues occur and what could happen if controls fail—giving you clear, data-backed insights without the legwork.

Save Time

Duplicate entries? Poorly structured records? Let AI handle it. Symbiant automatically detects duplicate compliance data, giving you a reliable single source of truth.

Where Compliance Meets Strategy, Powered by AI

Compliance isn’t just a checklist, it’s part of your strategy. Symbiant AI links risks and controls to your organisational goals and resources, making compliance a driver of smarter decision-making.

Work Smarter: AI Reduces Admin Burden

Automate manual processes and repetitive reviews. Symbiant AI frees up your team to focus on high-impact work while ensuring accuracy, speed, and collaboration across departments.

Ensure Privacy and Security

Symbiant AI is fully GDPR-compliant and built to protect your privacy. It neither collects nor stores your data, and we never use your data to train our models.

All your information remains securely within your environment, giving you complete control and peace of mind while benefiting from powerful AI-driven insights.

DISCOVER WHAT MAKES OUR MONITORING MODULE DIFFERENT

Explore the Key Features of Symbiant’s Compliance Monitoring Module

Symbiant’s Compliance Monitoring module doesn’t just track actions, it gives you the tools to shape your own monitoring approach. Configure layouts, assign owners, apply filters, and adapt the software to match your terminology, workflows, and escalation rules. From thematic reviews to daily tasks, everything is centralised, searchable, and aligned with your internal controls.

Customisable Dashboards and Flexible Layouts

The Symbiant Compliance Monitoring module facilitates compliance management and the monitoring of actions that relate to regulatory requirements. It’s ideal for firms that are authorised by the Financial Conduct Authority or any businesses that need to comply with government regulations.

Since every organisation operates differently—Symbiant gives you the freedom to customise how you manage compliance:

  • Tailor form layouts, tabs, and chart views to match your internal processes

  • Use your own terminology to ensure consistency across departments

  • Apply filters or visual charts to locate data quickly and monitor findings by status, due date, or business function

  • Easily configure the module to reflect your compliance monitoring plan, as required by regulators like the FCA

From one-click filters for overdue actions to personalised dashboards, the platform is fully adaptable to your workflows.

Action Tracking, Assignment & Ownership

Symbiant streamlines the entire compliance action lifecycle:

  • Log findings, assign ownership, and create custom approval or escalation procedures
  • Attach relevant files, policies, or supporting documentation to each item
  • Assign remedial actions with clear deadlines and automated email notifications
  • Action owners can provide real-time updates and request clarification directly within the platform

 

This ensures full accountability and makes it easy to monitor progress from start to finish.

Automated Escalation and Real-Time Alerts

No more manual chasing. Symbiant keeps your team in the loop with intelligent automation that ensures every action is followed through:

  • Automated reminders for upcoming, overdue, or outstanding tasks

  • Instant email alerts for managers when critical issues arise

  • Real-time notifications when actions are updated, escalated, or completed

 

With Symbiant, nothing slips through the cracks, your compliance process stays visible, responsive, and always moving forward.

Aligned with FCA and Regulatory Requirements

Symbiant’s Compliance Monitoring Software is purpose-built to support firms regulated by the Financial Conduct Authority (FCA) and other government bodies. It helps you create, manage, and evidence structured compliance monitoring plans—a key requirement for FCA approval.

Easily track actions from thematic reviews, audits, and internal testing. Maintain a full audit trail with time-stamped records and demonstrate oversight at every stage. Whether you’re applying for approval or maintaining ongoing compliance, Symbiant ensures your processes meet regulatory expectations with clarity and control.

risk-management-overview

25 Years. Thousands of Users. One Trusted Platform.

With over 25 years of innovation in Governance, Risk, and Compliance (GRC) and Audit Management, Symbiant is trusted by organisations across every sector. Our clients love how our powerful, affordable, award-winning and fully customisable risk software helps them stay compliant, make smarter decisions, and reduce complexity,without the costly overheads.

Symbiant Compliance Management software

Explore the Full Compliance Management Suite

Explore the full Symbiant suite, powerful, fully integrated modules that extend your Compliance Management capabilities across governance, risk, audit, and beyond. Everything you need to protect your organisation, stay aligned, and work smarter.

Your complete solution starts from just £300/month.

R A U D I T M A N A G E M E N T I S K M A N A G E M E N T C O M P L I A N C E M A N A G E M E N T A I - P O W E R E D A S S I S T A N T A u t o m a t i o n C o l l a b o r a t i o n A I - P o w e r e d R e a l - T i m e I n s i g h t s U n i f i c a t i o n C o s t - E f f e c t i v e

 Hover to Explore our Solutions.

All-in-One GRC & Audit
Management Powerhouse

Manage governance, risk, compliance (GRC), and audit effortlessly with Symbiant’s customisable modules—ready to use straight out of the box.

Our Solution at a Glance:

Risk Management Software

The Symbiant Risk Management Software module enables organisations to identify, understand, and manage risks with ease and efficiency. It provides a streamlined approach to monitoring, assessing, and mitigating risks, ensuring informed decisions and compliance.

View Solution

AI-Powered Assistant

Symbiant AI connects data across your organisation, delivering actionable insights and seamless workflows. From logical, data-driven risk scoring to uncovering root causes and predicting the domino effect of control failures, Symbiant AI empowers smarter, faster decisions. Eliminate duplicate risks in seconds, refine controls, identify emerging risks, and so much more—all tailored to your business.

View AI Overview

Audit Management Software

The Symbiant Audit Management Software module streamlines audit planning, action tracking, and time management. It automatically pulls relevant data, allows easy report customisation, and generates professional audit reports.

View Solution

Compliance Management Software

The Symbiant Compliance Management Software module simplifies the management of compliance tasks. It helps organisations track regulations, manage audits, and ensure adherence to legal requirements, driving efficiency and minimising risk.

View Solution

R A U D I T M A N A G E M E N T I S K M A N A G E M E N T C O M P L I A N C E M A N A G E M E N T A I - P O W E R E D A S S I S T A N T A u t o m a t i o n C o l l a b o r a t i o n A I - P o w e r e d R e a l - T i m e I n s i g h t s U n i f i c a t i o n C o s t - E f f e c t i v e

Risk Management Software

The Symbiant Risk Management Software module enables organisations to identify, understand, and manage risks with ease and efficiency. It provides a streamlined approach to monitoring, assessing, and mitigating risks, ensuring informed decisions and compliance.

View Solution

AI-Powered Assistant

Symbiant AI connects data across your organisation, delivering actionable insights and seamless workflows. From logical, data-driven risk scoring to uncovering root causes and predicting the domino effect of control failures, Symbiant AI empowers smarter, faster decisions. Eliminate duplicate risks in seconds, refine controls, identify emerging risks, and so much more—all tailored to your business.

View AI Overview

Audit Management Software

The Symbiant Audit Management Software module streamlines audit planning, action tracking, and time management. It automatically pulls relevant data, allows easy report customisation, and generates professional audit reports.

View Solution

Compliance Management Software

The Symbiant Compliance Management Software module simplifies the management of compliance tasks. It helps organisations track regulations, manage audits, and ensure adherence to legal requirements, driving efficiency and minimising risk.

View Solution

Your questions answered

Common Questions

Complaint management software is a digital solution that helps organisations log, track, and resolve complaints efficiently while ensuring full visibility and regulatory compliance.

The Symbiant Complaint Management Module facilitates complaint resolution and the monitoring of related actions that have arisen from internal testing, meetings, audits, or compliance reviews.

Monitoring complaint handling and compliance performance is often a legal or regulatory requirement—particularly in the UK, where bodies like the Financial Conduct Authority (FCA) expect firms applying for approval to provide detailed complaint monitoring and escalation plans. Symbiant supports this need with full audit trails, escalation workflows, and real-time reporting.

Automated complaint tracking ensures every complaint is acknowledged, actioned, and followed through without delay. It removes the risk of human error, shortens resolution times, and keeps your team accountable with real-time updates and notifications, resulting in higher customer satisfaction and regulatory compliance.

Absolutely. The software is fully customisable. You can edit complaint forms, define escalation rules, assign actions to individuals or teams, and tailor your workflows to match your organisation’s procedures and regulatory environment.

No, the AI Assistant is available as an optional add-on. Symbiant’s AI Assistant is designed to enhance your complaint management process by providing intelligent insights, automating workflows, and improving accuracy. This feature is available starting at £100 per month, offering unlimited users and requests. It can be added to your existing complaint management module to supercharge your operations with AI-powered precision.

Learn More

Getting started is simple! Just book a free, no-pressure demo with our team. We tailor every demo to your business or industry, so you’ll see exactly how the Compliance Monitoring Module can work for you. We don’t believe in hard sells, once you see the flexibility, intelligence, and value Symbiant offers, the software speaks for itself. With full access to our platform starting from just £300/month for a complete solution, you’ll have everything you need to manage risk, audit, compliance, and complaints, seamlessly.

Unmatched GRC Flexibility.
Powerful Features. One Smart Platform.

Symbiant isn’t just the world’s most cost-effective GRC and Audit software—it’s the most agile and customisable too. Whether you need a streamlined setup or a feature-rich solution, Symbiant flexes to fit your workflow, your team, and your goals.

From configurable dashboards to automated triggers and audit-ready reporting, every feature is designed to simplify complex processes and give you full control. Tailor the user experience for each team, automate the repetitive, and connect your data like never before.

There’s a lot Symbiant can do—so instead of listing everything (and putting you to sleep), here’s a taste of what our clients love most.

Solution Highlights

Administration Highlights

Symbiant Service Highlights

Solution Highlights

Pricing Disclaimer

* Modules are charged at a standard monthly fee, not on a per-user basis. All users can access each module at any required level. Please note that costs exclude VAT, AI features, and additional modules you may wish to use. User seats are necessary.