Compliance Management Software

Symbiant’s Compliance Management Software is the best solution for your organisation’s, Risks, Audit Issues, Actions and Assessments.

The only solution endorsed by the accounting governing body; The Institute of Chartered Accountants in England and Wales.


All modules are only £100 each per month.

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Compliance Management Software

What we Provide

Symbiant Compliance Management

With a full range of Audit Solutions which include:

  • DPIA (Data Protection Impact Assessments)
  • Monitoring Action Tracker
  • SHE (Security, Health and Safety and Environmental) Incident Reporting
  • Assessment Questionnaires

Why choose anything else?

Oh… and It’s All Fully Customisable to your exact Requirements.

Symbiant Compliance Management Software is the best solution to manage your organisation’s Compliance Issues, Actions and Assessments.


Marsh Finance
Marsh Finance
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Compliance Monitoring Action Tracker

The Risk & Compliance monitoring action tracker has been designed in a way that allows us to capture each review that has been conducted and then separate each finding within that review. All action owners can be tagged so that they can access their individual actions and provide updates. This has been such a help to our business. Symbiant were always on hand to make small tweaks whenever we required.

About Our Service Desk:

The main module we use across the business is our Service Desk module. This allows everyone in our business to contact the Risk & Compliance department with any query they have. All the information is then logged in a ticketing system and be reported on in the style we choose. It also allows the business to contact us about any regulatory matters such as SAR’s, Incidents & Breaches and Financial Promotion sign offs. The style of the service desk is easy to follow and the reporting side of it is absolutely fantastic. We were able to customise this to our exact requirements.

About Due Diligence Module:

The due diligence module allows us to onboard our third parties confidently knowing that all regulatory matters have been covered. Each third party initially has a risk assessment performed on them and then we are able to set reminders for when their annual review is due. All information is easily accessible for any stakeholder in the business that requires to use this module. Symbiant were always on hand throughout every step to ensure it met our requirements.


DPIA (Data Protection Impact Assessment)

Covers all the main legal requirements and best practices for Data Protection Impact Assessments. Describes the nature, scope, context and purposes of the processing. Assess necessity, proportionality and compliance measures. Identify and assess risks to individuals. Identify any additional measures to mitigate those risks. The module also manages reviews, action plans, automated notices and reporting.

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Monitoring Action Tracker

The need to monitor compliance performance is often a regulatory requirement therefore the Symbiant Compliance Monitoring module facilitates compliance management and the monitoring of actions that have arisen from testing, meetings, audits or compliance monitoring.  Regulators like the UK’s Financial Conduct Authority require any firms applying for approval to operate to detail their compliance monitoring plans.

SHE (Security, Health and Safety, Environment)

The SHE module, allows you to centrally manage Security, Health and safety and Environmental incidents from across the organisation. The module includes all the steps, stages and options so it’s ready to go straight out of the box.

The Incident reporting forms are dynamic in nature and ask questions/capture data, based on the type of incident that is being reported. The module comes with pre-loaded options that relate to the type of incident, to ensure you capture the information you need.

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Assessment Questionnaires

The Symbiant Assessment Questionnaires Solution, enables the creation of custom Compliance Questionnaires and Surveys to ensure Compliance Regulations are being upheld within your organisation.

Create Assessments with complex rules to assess exactly what Compliance Areas you need to.