Compliance Management Software

Compliance Monitoring Software to Track, Assign, and Resolve Every Action — On Time and Within Policy

The Symbiant Compliance Monitoring Module makes it simple to track and manage every compliance action in one secure, central system. From logging findings and attaching evidence to assigning ownership, setting due dates, and creating remedial action plans, everything is stored in a clear, tamperproof record. Automated reminders and escalation notices ensure no action is missed, so your organisation always stays compliant.

From only £100 per module/month for unlimited users*

Award-Winning GRC Software, Trusted Since 1999 by

Arrow Global Medical Protection Forvis Mazars ILO Natural Resources Wales UKHSA United Arab Bank Cardiff Met Bank of England ABP TF Bank CITB Auckland Transport HM Customs University of Dundee Office of the Public Appointments (Oil Agency) Office for Nuclear Regulation Arrow Global Medical Protection Forvis Mazars ILO Natural Resources Wales UKHSA United Arab Bank Cardiff Met Bank of England ABP TF Bank CITB Auckland Transport HM Customs University of Dundee Office of the Public Appointments (Oil Agency) Office for Nuclear Regulation

Set Up in Minutes, No coding

Easily import your existing documentation. The system is intuitive, flexible, fully customisable and designed to embed seamlessly into your organisation, scaling with you and adapting to your exact needs.

Manage Compliance Issues and Remedial Actions with Ease

The Compliance Monitoring Software is designed to manage issues and remedial actions that have arisen from compliance, management and/or regulatory audits. This solution makes it easy to find information and reports, assign ownership of findings & create your own approval or escalation procedures.

Optional AI Assistant

Fully integrated and trained on real-world GRC & Audit challenges. It connects your data securely while uncovering hidden threats, identifying root causes, and predicting the cascading impact of control failures across your organisation.

Take control of your compliance and risk processes

Move beyond spreadsheets and disconnected systems with a flexible platform that centralises your data, tracks actions, and gives you clear visibility across your organisation.

Compliance Monitoring Software Demonstration

Track, Assign and Resolve Compliance Actions with Confidence

Watch how Symbiant’s Compliance Monitoring Software helps organisations monitor regulatory findings, assign ownership, automate follow-up and track remedial actions through to completion. Designed to simplify compliance management, the module provides a secure, auditable platform that improves accountability, strengthens governance and helps organisations stay compliant with regulatory requirements.

Symbiant Compliance Monitoring Software showing action tracking with assigned owners, deadlines, attachments, and real-time progress updates for full accountability.webp

Simplify Compliance Monitoring Across Your Organisation
Managing compliance obligations involves far more than recording findings.

Organisations need a consistent way to assign responsibility, monitor progress, maintain evidence and demonstrate that every issue has been addressed appropriately.

Symbiant’s Compliance Monitoring Module provides a centralised platform where compliance findings, management recommendations, remedial actions and supporting documentation are managed together.

Whether responding to regulatory reviews, internal compliance monitoring or management inspections, the module helps organisations maintain complete visibility while reducing manual administration.


Configure the Module Around Your Processes

Every organisation has its own compliance framework, terminology and reporting requirements.

Symbiant adapts to those requirements through fully configurable dashboards, layouts and data entry forms.

Charts, filters and tabs allow users to quickly locate compliance issues, while customised forms ensure teams capture exactly the information required.

Supporting documents, evidence and related files can be attached directly to each compliance record, creating a complete and organised audit trail.


Assign Ownership and Strengthen Accountability

Clear ownership is essential for effective compliance management.

Compliance findings can be assigned to the appropriate managers while approval workflows and escalation procedures can be configured to match your organisation’s governance processes.

Where issues require corrective action, managers can create detailed recommendations together with structured remedial action plans.

Each action includes defined ownership, due dates and progress tracking, ensuring accountability remains clear from identification through to implementation.


Automate Remedial Action Management

Once actions have been assigned, Symbiant helps ensure they continue moving forward.

Action owners receive automated email notifications informing them of new assignments and upcoming deadlines.

As work progresses, users can provide updates, attach supporting evidence and request clarification where necessary.

Managers receive automatic notifications whenever updates are submitted, allowing them to review progress, provide additional guidance or approve completed actions without relying on manual follow-up.


Keep Compliance Activities Moving

Manual reminders often result in missed deadlines and inconsistent follow-up.

Symbiant automatically reminds users of outstanding actions before they become overdue and continues issuing notifications until actions have been completed.

Urgent issues can also trigger notifications to managers, helping organisations prioritise high-risk compliance activities and respond more quickly when deadlines are approaching.

By automating routine follow-up, the module helps ensure compliance activities remain on schedule while reducing administrative effort.

 

Maintain a Complete Audit Trail

Every compliance action should be fully traceable.

Symbiant maintains a secure, tamperproof record of every finding, recommendation, action, document and update throughout the compliance lifecycle.

This provides organisations with the evidence needed to demonstrate accountability during internal reviews, external audits and regulatory inspections while giving managers complete visibility into compliance performance.

Built for Regulated Organisations

The Compliance Monitoring Module is particularly well suited to organisations operating in regulated environments.

It supports organisations that need to monitor compliance with internal policies, external regulations and industry standards, including those authorised by the Financial Conduct Authority (FCA) and organisations working within highly regulated sectors.

By combining structured workflows, automated notifications and complete audit trails, Symbiant helps organisations strengthen governance while reducing the risk of missed obligations.

 

Works Seamlessly Across the Symbiant Platform

The Compliance Monitoring Module integrates with the wider Symbiant platform, creating a connected governance, risk and compliance environment.

Integrate compliance activities with:

By connecting information across modules, organisations create a single source of truth that strengthens governance, improves collaboration and simplifies audit management.

Why Choose Symbiant Compliance Monitoring?

  • Centralise compliance findings and remedial actions
  • Assign clear ownership and accountability
  • Configure approval and escalation workflows
  • Automate reminders and overdue notifications
  • Maintain secure, tamperproof audit records
  • Attach supporting documentation and evidence
  • Improve visibility across compliance activities
  • Fully configurable to your organisation’s processes

Explore the Full Compliance Management Suite

Explore the full Symbiant suite, powerful, fully integrated modules that extend your Compliance Management capabilities across governance, risk, audit, and beyond. Everything you need to protect your organisation, stay aligned, and work smarter.

Your complete solution starts from just £300/month*.

Stay Ahead of Every Compliance Obligation

Effective compliance depends on more than identifying issues—it depends on ensuring they are resolved.

Symbiant’s Compliance Monitoring Software helps organisations assign responsibility, automate follow-up, maintain complete audit trails and track every remedial action through to completion. With greater visibility, stronger accountability and automated workflows, your teams can stay compliant while focusing on continuous improvement rather than manual administration.

Symbiant Compliance Monitoring Software interface with customisable dashboards, filterable action tracking, and FCA-ready layout options for regulatory compliance
Stay ahead of emerging risks with Symbiant’s Continuous Risk Monitoring Software — automate tracking, enhance compliance, and build resilience in one platform.

Solutions That Scale With Your Organisation

Whether you’re a startup, SME, charity or enterprise, explore guidance and solutions tailored to your organisation’s size and complexity.
Symbiant's UK GRC, Risk Management and Audit Management Software helping organisations strengthen governance, compliance and operational resilience.

GRC Software Trusted Across Multiple Industries

Trusted by financial services organisations, charities, housing associations, insurers, government bodies, and enterprise teams looking for flexible, connected, and affordable GRC and Audit Management Software.

Discover how Objective-Based Risk Management improves strategic decision-making by linking risks directly to business objectives, controls, incidents, and operational resilience.

Complete Library of GRC, Risk & Audit Resources

Discover Symbiant’s comprehensive GRC Resource Hub — your central destination for governance, risk, audit and compliance insights.

Pricing Disclaimer

* Modules are charged at a standard monthly fee, not on a per-user basis. All users can access each module at any required level. Please note that costs exclude VAT, AI features, and additional modules you may wish to use. User seats are required.